Financial Publications and News
Full Disclosure – Salomon Daughter
19 Top Advisors Reveal Their Best ETF Strategies – Barron’s
3 Ways to Use ETFs to Personalize Your Portfolio – Barron’s
Asking Financial Advisors the Right Questions – Barron’s
Bourdain, Spade, Advisors and Suicidal Depression – Barron’s
The back-to-back suicides in June of Kate Spade and Anthony Bourdain were a jarring reminder that material success is no shield against inner turmoil.
Suicidal depression, traditionally cloaked in stigma, is an issue that is coming into fuller view, in part partly due to a sheer increase in suicide rates. They’ve increased in nearly every state over the past two decades, according to the Centers for Disease Control and Prevention in Atlanta. In half those states, the rate has jumped more than 30%.
So what are financial advisors’ role and responsibilities against this backdrop?
Three Richmond-area executives are inducted into Business Hall of Fame
Alan Lingerfelt (from left), chairman and CEO of Lingerfelt CommonWealth Partners; Dalal Maria Salomon, CEO and founding partner of Salomon & Ludwin LLC; and Matthew G. Thompson, the retired chairman of Thompson, Siegel and Walmsley, were inducted into the Greater Richmond Business Hall of Fame during a ceremony and banquet at The Jefferson Hotel on Thursday night. – Shelby Lum – Times-Dispatch
Financial Times Top 400 Financial Advisors – 2018
The Financial Times 400 Top Financial Advisors is an independent listing produced by the Financial Times. The FT 400 is based on data gathered from firms and verified by broker-dealer home offices, regulatory disclosures, and the FT’s research. The listing reflects each advisor’s performance in six primary areas, including assets under management, asset growth, compliance record, experience, credentials and accessibility as identified by the FT. Neither the brokerages nor the advisors pay a fee to The Financial Times in exchange for inclusion in the FT 400.
Full Disclosure – This Bull-Headed Market
Barron’s – The rankings are based on data provided by thousands of advisors and financial services firms. Factors included in the rankings were assets under management, revenue produced for the firm, regulatory record, quality of practice and philanthropic work. Investment performance isn’t an explicit component.
The Financial Times Top 400 Financial Advisors selection is based on assets under management, assets under management growth rate, years of experience, compliance record, industry certifications, and online accessibility. The group is considered an elite group and not ranked in competitive order.
Forbes Top 200 Women Advisors – Ranking algorithm based on industry experience, interviews, compliance records, assets under management, revenue and other criteria by SHOOK Research, LLC, which does not receive compensation from the advisors or their firms in exchange for placement on a ranking. Investment performance is not a criterion.
Full Disclosure – Money on The RVA
Richmond Bride – “A Marriage of Finances” – Advice on how to manage marital finances from Dalal Salomon, CEO and founding partner of Salomon & Ludwin – 2016 – READ MORE
RichmondMag.com – “Investing in Independence” – 2016 – READ MORE
Bank Investment Consultant – “Client couples: Should each person have a portfolio?” – 2016 – READ MORE
On Wall Street – “Client couples: Should each person have a portfolio?” – 2016 – READ MORE
Financial Times – Top 400 Financial Advisors in USA – 2014
#1 in Richmond, VA
Financial Times – Top 100 Women Financial Advisors – 2014
#1 in Richmond, VA
The Financial Times Top Financial Advisors selection is based on assets under management, assets under management growth rate, years of experience, compliance record, industry certifications, and online accessibility. The group is considered an elite group and not ranked in competitive order.
Registered Rep – Top 100 Independent Advisors – 2012
Registered Rep – Top 100 Independent Advisors – 2011
Richmond Magazine – Five Star Wealth Advisor Professional – 2013
Richmond Magazine – Five Star Wealth Advisor Professional – 2012
Richmond Magazine – Five Star Wealth Advisor Professional – 2011
Top 100 Independent Advisors (Registered Rep Magazine / 2011 & 2012). Rankings based on assets under management for independent broker/dealer reps only. The ranking is not indicative of past or future investment performance.
The Five Star Wealth Manager award, administered by Crescendo Business Services, LLC (dba Five Star Professional), is based on 10 objective criteria:
1. Credentialed as a registered investment adviser or a registered investment adviser representative; 2. Active as a credentialed professional in the financial services industry for a minimum of 5 years; 3. Favorable regulatory and complaint history review (unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professional’s consumer complaint process*); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients; 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. Wealth managers do not pay a fee to be considered or awarded. Once awarded, wealth managers may purchase additional profile ad space or promotional products. The award methodology does not evaluate the quality of services provided and is not indicative of the winner’s future performance. 4,500 Richmond wealth managers were considered for the award; XXX (7 % of candidates) were named Five Star Wealth Managers. *To qualify as having a favorable regulatory and complaint history, the person cannot have: 1. been subject to a regulatory action that resulted in a suspended or revoked license, or payment of a fine, 2. had more than three customer complaints filed against them (settled or pending) with any regulatory authority or Five Star Professional’s consumer complaint process, 3. individually contributed to a financial settlement of a customer complaint filed with a regulatory authority, 4. filed for bankruptcy, or 5. been convicted of a felony.
Virginia Business Magazine – Virginia’s Top Financial Advisors – 2009
Virginia Business Magazine – Virginia’s Top Financial Advisors – 2007
Virginia Business Magazine – Virginia’s Top Financial Advisors – 2006 – READ MORE
Virginia Business Magazine – Virginia’s Top Financial Advisors – 2005
R. J. Shook’s ranking process begins with a national survey of about 100 securities firms, insurance companies, banks, independent financial adviser practices, and other organizations that employ series-7 registered financial advisers. Shook says that each of these firms promotes objective and independent advice and provides clients open access to the best products available in the market. He extracted the Virginia rankings from his national research database. The rankings are based on criteria such as a minimum of seven years of financial services experience and other weighted requirements ranging from acceptable compliance records and wealth management focus to customer satisfaction reports. Advisers are then ranked based on an algorithm that weighs varying types of revenues, custodied and noncustodied assets advised by the financial professional, and individual versus institutional assets. (Custodied assets are those investments held by the adviser’s firm. Noncustodied assets are those held at other financial institutions.) The rankings do not consider client portfolio performance. See www.WCorg.com for more information.
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